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Regulation and Compliance: [1 to 20] of 82 Courses
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French OPVCM Funds: Regulations and Controls
  
CSE-Demos - 2 days - Introductory - Public & In-House - £845.00 (includes materials, lunch, refreshments)
> In-depth understanding of the roles and obligations of a French mutual fund custodian > Knowledge of French regulations and audit/control processes more information | send enquiry
 
Implementing the IAS/IFRS Standards
  
CSE-Demos - 2 days - Introductory - Public & In-House - £845.00 (includes materials, lunch, refreshments)
> Get a good grasp of the differences between IFRS and UK GAAP accounting standards > Understand credit and loans accounting within the IFRS standard > Understand the implications in accounting inform... more information | send enquiry
 
Banking - Personal Guarantees and Surety
  
CSE-Demos - 2 days - Introductory - Public & In-House - £845.00 (includes materials, lunch, refreshments)
> Understand guarantees as a management tool > Assess the impact of legal security on business efficiency > Monitor the development of recent legal changes > Master the necessary tools more information | send enquiry
 
International Accounting Standards (IAS)
  
CSE-Demos - 2 days - Advanced - Public & In-House - £839.00 (includes materials, lunch, refreshments)
By the end of this practical course, you will be able to: > Gain a comprehensive insight into key IASs > Understand key differences between IAS and UK GAAP > Address the major conversion issues such ... more information | send enquiry
 
Tax Advantages of the AIM
Redcliffe Training Associates - All difficulty levels - Public & In-House - £350
Course Overview Shares traded on the Alternative Investment Market (AIM) are treated as unquoted securities for most tax purposes which means that they attract many tax breaks that would not be avail... more information | send enquiry
 
FSA Listing Rules Update
Redcliffe Training Associates - 1 day - All difficulty levels - Public & In-House - £650
Course Overview This seminar is aimed at executives who already have some experience of working with the current FSA Listing Rules. Further to the implementation of the EU Prospectus Directive, majo... more information | send enquiry
 
EU Regulatory Package for Electronic Communications
IIR Telecoms & Technology - 3-5 days - All difficulty levels - Public - £695
Evaluating the progress made six months after implementation and learning from the first hnd experiences of transportation to ensure your success. more information | send enquiry
 
Intro Global Financial Markets, Financial PR & IR
financetalking ltd - 1 day - Introductory - Public - £498
INTRODUCTION TO GLOBAL FINANCIAL MARKETS, FINANCIAL PR & INVESTOR RELATIONS Introductory Level Course - one day If you are just getting started in financial PR or IR or need to understand financial a... more information | send enquiry
 
Offshore Trust and Company Administration
Offshore Training - All difficulty levels - Online - £500
Who’s it for? Induction level staff; cross-department awareness training; non-Channel Island staff requiring overview of services. Content: Basic definitions of the settlor, the funds, the beneficia... more information | send enquiry
 
Selling a Company
Redcliffe Training Associates - 1 day - All difficulty levels - Public & In-House - £550.00
CONTENTS Introduction Typical mistakes in disposals Preliminary considerations Strategies for realising value Valuation Initial guidelines NAV and DCF Price/earnings ratios Value by compari... more information | send enquiry
 
How to Win More Corporate Finance Work
Redcliffe Training Associates - All difficulty levels - Public & In-House - £300.00
Course overview The creation of value added services such as Corporate Finance is becoming increasingly important to firms as compliance work becomes more and more a commodity. Using case studies to ... more information | send enquiry
 
Data Protection - Regulations & Practice
 
Investment Education Plc - All difficulty levels - In-House - Price on application (includes materials)
This 1/2 day course gives a practical overview of the Data Protection Act requirements and its' application in practice. Summary Content LEGISLATION REVIEW PRIVACY - PERSONAL & CORPORATE SUBJECT ... more information | send enquiry
 
FSA - TCF Treating Customers Fairly
 
General Physics - 1 day - Introductory - In-House - Price on application (includes materials)
Course can be delivered in house according to requirements of learners and will ensure that key principles of TCF and implementing it are covered using practical exercises and discussion more information | send enquiry
 
Economic Capital and Risk
  
Marcus Evans Financial Training - 2 days - Intermediate - Public - £2495.00 (includes materials, lunch, refreshments)
: Key Topics * Explore the main ways to allocate capital and their motivational incentives * Gain crucial insight into developing and calibrating capital allocations * Examine and review ICAAP r... more information | send enquiry
 
FSA - AML Anti Money Laundering: Reatil Banking
 
General Physics - 1 day - Introductory - In-House - Price on application (includes materials)
Course can be delivered in house according to requirements of learners and will ensure that key principles of AML are covered using practical exercises and discussion more information | send enquiry
 
FSA - PRIN Statements of Principles
 
General Physics - Introductory - In-House - Price on application (includes materials)
Course can be delivered in house according to requirements of learners and will ensure that all Principles and their implications it are covered using practical exercises and discussion more information | send enquiry
 
Money Laundering Prevention Training - Too Hot to Handle
SAI Global - Introductory - On demand & Distance learning/online - Price on application
Leads to qualification(s): No professional qualification, but certificate provided on completion & assessment/tracking inc.
Our Anti Money Laundering training solution provides employees with an insight into the world of Anti-Money Laundering, how issues arise and the policies and procedures that should be in place. Equipp... more information | send enquiry
 
Sarbanes Oxley Training for IT Professionals
willismorris Limited - 2 days - Advanced - Public & In-House - ££985 ex VAT per participant (early bird £855 plus VAT if paid by 31 Dec 04)
For full details see www.willismorris.co.uk Section 404 of the Sarbanes Oxley Act has proven challenging for many SEC registrants, both US and non-US based. willismorris has devised a two day traini... more information | send enquiry
 
Role of a Company Secretary
Redcliffe Training Associates - 1 day - All difficulty levels - Public & In-House - £550.00
CONTENTS The Relevant Legislation The position and duties of a company secretary The significance of the Memorandum and Articles of Association Alterations to the Memorandum and Articles Ultra V... more information | send enquiry
 
Identity Theft Management
  
Marcus Evans Financial Training - 2 days - - Public - £2495.00 (includes materials, lunch, refreshments)
. By Jerry Archer, Independent Consultant, DEVONSHIRE ENTERPRISES. Key Topics *Describe alternative future threats, vulnerabilities and attack models related to identity theft *Discuss the ev... more information | send enquiry
 
Introduction to Regulations
7city Learning - 1 day - Introductory - Public & In-House - £425 + VAT
The financial services industry operates within a highly regulated environment and if you operate within that environment you will need to understand the requirements of the regulatory regime. This co... more information | send enquiry

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